1 to 15 of 28
Sort by: Date | Relevance
Principal Financial Group
- Birmingham, AL / Boise, ID / Lenore, ID / 47 more...
Do you enjoy digging into new retirement rules and researching the latest regulatory information and applying it to our business? Do you have experience with a fast paced digital Registered Investment Advisor compliance program? If you answered yes, then this might be the position for you! The Individual Investor Compliance Team is looking for a Compliance Advisor to join the team! Responsibilitie
Posted Today
The general purpose of this position is to work with the Legal Group providing assistance with oral and written legal advice to the firm on a variety of securities and corporate law issues. Work will entail the legal analysis of complex and often novel issues, as well as drafting and negotiation of various legal documents, such as Investment Management Agreements. Qualifications Juris Doctorate (J
Posted Today
Leading, developing and engaging team of associates responsible for the investigation and resolution of client complaints. Conducting regular one on ones with team members Providing and ensuring oversight of complaint investigation and resolution Managing day to day workflow and developing improvements to enhance overall efficiency of department Serving as escalation point for more complex, higher
Posted Today
Description Product and Compliance Manager Service Contracts and Warranties Position Summary This role is responsible for managing all aspects of administration and compliance associated with the operations of F&I service contract and warranty programs. In addition, this role includes additional responsibilities including but not limited to licensing, reporting, form management, and analytics ass
Posted Today
Managing or providing direct legal representation of Spire entities before the Federal Energy Regulatory Commission, including providing legal advice and counsel to the management of Spire's gas utilities regarding FERC matters. preparing/supervising preparation of appellate briefs and oral arguments on appeal. Providing legal advice and counsel, as needed, to the management of Spire's gas utiliti
Posted Today
This position provides complex , highly responsible and confidential legal support and activities to all levels of management within the Legal Division of the firm. This work includes but is not limited to Communicating consistently to ensure alignment with attorneys in what needs to happen each day, status of larger work projects/tasks, and identify what may be coming to help manage time appropri
Posted 7 days ago
None Education and/or Experience Minimum six years relevant paralegal experience, preferably from a publicly traded company, large law firm or financial institution. Post secondary degree or certificate in legal studies or comparable program. Computer and Software Skills Skilled in operation of a personal computer. Intermediate knowledge and skills with Microsoft Office, including Excel and Word.
Posted Today
Provide high level administrative support for the legal team in which he or she works Support the management of the Edward Jones Discovery Center, including intake functions, assisting in the collection of documents and data needed for production efforts, and conducting a high level analysis Maintain knowledge of litigation, arbitration, and regulatory discovery requirements and best practices in
Posted 18 days ago
At Edward Jones, we help clients achieve their serious, long term financial goals by understanding their needs and implementing tailored solutions. To ensure a personal client experience, we have located our 14,000+ branch offices where our more than 7 million clients live and work. A typical branch office has one financial advisor who meets with clients face to face and one branch office administ
Posted 18 days ago
Drive thought leadership of, develop, and implement information governance strategies and processes to ensure the classification, confidentiality, privacy, security, retention, and lawful disposition of firm data and information. Provide legal, functional, and technical leadership to information governance initiatives by synthesizing key information, data, and research to recommend initiatives tha
Posted 18 days ago
Prepare, review and/or coordinate mutual fund registration statements, proxy and information statements, shareholder reports, Forms ADV (including brochures relating to Edward Jones' investment advisory programs) and investment company and investment adviser marketing materials and communications. This includes collaborating with leaders and associates in other divisions to ensure appropriate revi
Posted 18 days ago
The Senior Project Manager/Sales Engineer oversees the planning, implementation, and tracking specific projects which has a beginning, an end and specified deliverables. Reports To Vice President, eDiscovery Compensation Base salary based on e Discovery hosting/processing experience. 3% commission on any e Discovery projects you bring to IST involving processing, hosting and/or project management
Posted 1 day ago
Energizer is seeking a Legal Business Systems Coordinator for our global headquarters to join our Legal Operations team in St. Louis, MO. This is a great opportunity for someone who enjoys technology and working throughout a global function. This position will be the primary support of the applications and systems on which the Legal, Compliance, Government Affairs and Real Estate department relies
Posted 2 days ago
This position will have responsibility for providing support for legal entity and treasury related matters for Energizer Holdings, Inc. and its affiliates and subsidiaries. Energizer currently has over 80 entities around the globe. This position reports into the Corporate Counsel and is based out of St. Louis, Missouri. Accountabilities Provides legal support to attorneys in the drafting of legal
Posted 2 days ago
Where good people build rewarding careers. Think that working in the insurance field can't be exciting, rewarding and challenging? Think again. You'll help us reinvent protection and retirement to improve customers' lives. We'll help you make an impact with our training and mentoring offerings. Here, you'll have the opportunity to expand and apply your skills in ways you never thought possible. An
Posted 3 days ago
Email this Job to Yourself or a Friend
Indicates required fields